PROFESSIONAL INDEMNITY

Financial planning

The process involved in obtaining an Australian Financial Services (AFS) licence may be arduous and time-consuming but at least it’s relatively straight-forward. What is ...

Financial planning

The Financial Planning Association’s (FPA) attempt to set up its own in house professional indemnity (PI) insurance scheme for members has suffered a setback as a result ...

Funds management

Big names may own most of the distribution in Australia – but, as Julie Bennett writes, boutiques hold the next significant space....

Financial planning

The Financial Planning Association (FPA) is preparing to sign off on its own solution to provide professional indemnity (PI) insurance cover to its members....

Financial planning

The Financial Planning Association (FPA) will consider backing a proposal to set up a national scheme, possibly funded by an industry levy, to compensate investors for lo...

Financial planning

The Financial Planning Association (FPA) could have its own in-house professional indemnity (PI) solution for members within a month, if the association approves a propos...

Financial planning

If you need proof the last year was dominated by regulatory and industry issues, look no further than Joe Nowak....

Financial planning

CHIEF executive officer of the Financial Planning Association (FPA), Ken Breakspear, has twice won a place on Money Management’s list of Most Influential people....

Financial planning

Leading agribusiness group Great Southern Plantations has taken out a special professional indemnity (PI) insurance policy to cover financial planners wanting to recommen...

Life/Risk

The Federal Government will be pushing to include professional indemnity cover in any legislation the states make on public liability insurance....

Funds management

With an influx of new players into financial planning, NICK BRUINING reckons its time to check the definitions of some well-known industry terms, just to put the newcomer...

Financial planning

The Count Financial group will push into a range of new businesses, including a burgeoning commercial loan operation, after reporting a 17 per cent jump in its full year ...

Financial planning

Back-office suppliers are gearing up for some busy times ahead as planners seek new ways to cut costs. JOHN WILKINSON looks at how back-office services are re-engineering...

Life/Risk

An insurance group that has agreed to establish a facility to provide professional indemnity insurance for members of the Association of Financial Advisers (AFA) will tur...

Financial planning

Count Financial has recorded an after-tax profit of $4.72 million for the end of the 2002 financial year, which is an increase of 17 per cent above their profits for the ...

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MARKET INSIGHTS

GG

So shareholders lose a dividend plus have seen the erosion of value. Qantas decides to clawback remuneration from Alan ...

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Denise Baker

This is why I left my last position. There was no interest in giving the client quality time, it was all about bumping ...

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gonski

So the Hayne Royal Commission has left us with this. What a sad day for the financial planning industry. Clearly most ...

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The decision whether to proceed with a $100 million settlement for members of the buyer of last resort class action against AMP has been decided in the Federal Court....

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A former Brisbane financial adviser has been found guilty of 28 counts of fraud where his clients lost $5.9 million....

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The difference between a Record of Advice and Statement of Advice is the crux of the FSCP’s latest determination against a relevant provider. ...

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