Even if financial planners don't agree with the findings of ASIC's recent shadow shopper survey, they should consider attending upcoming workshops addressing the findings...
Money Management's new iPad edition is out now, bringing you our best in news, features and commentary, as well as loads of exclusive content....
ASIC is undertaking a compliance program to assess the information lodged by Australian credit licensees (ACLs) in their annual compliance certificates....
iShares has announced their support of ASIC's latest report on the regulation of ETFs in Australia and international principles impacting ETFs in Australia....
The FPA's Mark Rantall has told a Money Management roundtable that asset-based fees should not act as an impediment to ASIC providing class-order relief from opt-in....
The number of companies entering liquidation is continuing to break records, with 10,544 companies entering some form of insolvency administration in the year to January ...
Following Minister for Financial Services and Superannuation Bill Shorten's announcement regarding a watering-down of opt-in requirements yesterday, ANZ was still prepari...
FOFA bills containing key opt-in amendments pass House of Representatives....
ASIC will release a new guide covering the role of research and ratings houses later this year....
The Administrative Appeals Tribunal has affirmed ASIC's decision to ban former Commonwealth Financial Planning adviser Don Nguyen from providing financial services for se...
A banned Gold Coast financial adviser will return to court today to face 19 criminal charges including providing false or misleading statements and failing to have a reas...
Platform providers might be required to disclose their selection criteria for financial products included on their investment menu....
ASIC opts not to pursue action against Reserve Bank companies after receiving AFP report....
ASIC has called on companies to improve their executive remuneration disclosure after a review of 50 remuneration reports from Australia's biggest companies....
ASIC has announced it will extend the interim class order relief granted to lawyers and funders involved in legal proceeding structures as funded representative proceedin...
This verdict highlights something deeply wrong and rotten at the heart of the FSCP. We are witnessing a heavy-handed, op...
Interesting. Would be good to know the details of the StrategyOne deal....
It’s astonishing to see the FAAA now pushing for more advisers by courting "career changers" and international recruits,...