Chairs of Australia’s financial regulators have told the House of Representatives economics committee of their focuses for the year ahead including cryptocurrency and gre...

A class action is being prepared against IG Markets on behalf of thousands of investors who lost an estimated $800 million trading contracts for difference. ...

ASIC has banned a Sydney director for three years after he tried to approach determinations by the Australian Financial Complaints Authority, including for inappropriate ...

The Full Federal Court has dismissed an appeal by Mayfair 101 Group to overturn the findings of misleading or deceptive advertising and a $30 million penalty....

The corporate regulator has made an interim stop order on a fund investing in shopping centres because of a non-compliant target market determination....

Regulatory action against Colonial First State and Commonwealth Bank alleging breaches of conflicted remuneration laws have been dismissed by the Federal Court....

There has been a “trifecta of failures” in the remediation of consumers, according to the corporate regulator, with around $1.6 billion still to be paid to 2.7 million co...

AMP Limited has been fined $14.5 million by the Federal Court for charging fees for no service to 1,452 superannuation members with the judge criticising the firm’s failu...

A former financial adviser has pleaded guilty to providing a financial service on behalf of a person who carries on a financial services business while unauthorised to do...

Advisers have a vital role to play in helping investors to understand environmental, social and governance, according to Zenith, with performance likely to be scrutinised...

Dixon Advisory and Superannuation Services has been penalised $7.2 million by the Federal Court....

The 20-year ban on Mayfair 101 director, James Mawhinney, from advertising investments or raising funds has been overturned by the Federal Court....

ASIC has made interim stop orders on two property funds after failings with their target market determination statements....

Greenwashing is a resounding theme for environmental, social and governance (ESG) investors, specifically the regulatory action directed at fund classifications, a Barcla...