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ASIC
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Between financial planners and fund managers stand research houses vetting products as they come to market, often to the chagrin of fund managers who have come to rely on...
Rate the raters
Last year saw one of the major investment research houses, Standard & Poor’s (S&P), exit the Australian market. ...
Financial planning
Adviser cops life ban for insurance applications in names of non-existent people ...
Financial planning
FPA will reconsider aspects of enshrinement if it fails to become law...
Financial planning
The financial services industry has improved its practice in relation to the automatic rollover of term deposits, the regulator has found....
Financial planning
BT Financial Group will refund some of its BT Wrap and BT SuperWrap customers after it was discovered they had been paying adviser fees above that of disclosed percentage...
Financial planning
ASIC doubles NTA levels for custodians and IDPS providers ...
Financial planning
The Federal Court has given ASIC the green light to pursue Storm founders in court over the failure of the dealer group. ...
Life/Risk
Suncorp reports itself to ASIC and accepts life and general insurance compliance upgrade. ...
Financial planning
As we edge closer to 1 July 2013, Fiona Mackenzie encourages practices to look at how fit for FOFA they are and what they can do to become FOFA-ready....
Life/Risk
Choosi’s parent company Hollard Financial Services has agreed to change the way it promotes funeral insurance under the Real Insurance brand, as a result of concerns rais...
Superannuation
ASIC may have to explain to a Parliamentary Committee why, when its resources are stretched, it has expended effort reviewing the operations of an independent statutory b...
Financial planning
ASIC seeks industry input on a shift to higher knowledge and skills levels for planners. ...
Financial planning
ASIC points to conflicted, commission-driven culture at Commonwealth Financial Planning five years ago....
Financial planning
The Senate Committee reviewing ASIC will be looking well beyond the issues of the 2011 Commonwealth Financial Planning enforceable undertaking. ...
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So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...