ASIC

Life/Risk

FSC chief executive John Brogden has once again called upon the life insurance industry to heed ASIC’s warning and self-regulate on churn while it can....

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ASIC Commissioner Greg Tanzer has called super fund trustees to reinforce the long-term nature of superannuation as an investment, according to ASIC Commissioner, Greg Ta...

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Superannuation

ASIC has obtained orders appointing liquidators to MOGS Pty Ltd, which is associated with two Queensland-based self-managed superannuation fund (SMSF) companies....

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Editorial

Few people in the financial planning industry will have failed to notice, via draft legislation released by the Treasury, that the Federal Government has delivered what w...

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Financial planning

Two bodies will soon regulate financial planners - a serious concern to the FPA....

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Financial planning

ASIC’s investigation into HFT and dark pools reveals only a few problems but identifies breaches....

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Financial planning

Storm investors who will receive the $82.5 million settlement from Macquarie Bank will have to acknowledge that the bank did nothing wrong....

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Financial planning

New research reveals high degree of indecision on codes of conduct and opt-in....

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Editorial

The last year has not been kind to the Australian margin lending market, with further declines in the number of active investors. But a potential rally in the equities ma...

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Financial planning

Addwealth Financial Services has had its licence cancelled by the Australian Securities and Investments Commission....

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Financial planning

A lack of regulation around property investment in Australia, particularly in regards to SMSFs, is jeopardising the retirement savings of millions, according to PIPA....

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Financial planning

A Victorian man has received a 12-month suspended sentence after being found guilty of four insider trading charges....

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Financial planning

Financial advisers practising within managed discretionary account (MDA) arrangements may seek the stability of a larger, more established MDA operator in order to meet A...

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Life/Risk

Synchron’s Don Trapnell calls for proof to justify ASIC’s concern on churn....

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Financial planning

ASIC Commissioner Peter Kell suggests embracing the purpose of FOFA is necessary for planning to become a profession....

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GG

So shareholders lose a dividend plus have seen the erosion of value. Qantas decides to clawback remuneration from Alan ...

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This is why I left my last position. There was no interest in giving the client quality time, it was all about bumping ...

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gonski

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The decision whether to proceed with a $100 million settlement for members of the buyer of last resort class action against AMP has been decided in the Federal Court....

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A former Brisbane financial adviser has been found guilty of 28 counts of fraud where his clients lost $5.9 million....

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