ASIC has suspended LM Investment Management’s AFSL for two years as its investigation into the fund manager continues. ...

MySuper licences could be cancelled if super fund trustees breach guidance on giving and collectively charging for intrafund advice, ASIC has warned....

While the gender balance of the executive ranks and company boards of financial services companies remain decidedly slanted, a growing number of women are breaking new gr...

The Bank of Queensland will have to refund approximately $12 million to around 6000 mortgage customers following a system error....

ASIC has accepted an enforceable undertaking (EU) from Halifax Investment Services after an investigation found deficiencies in the company’s risk management and complia...

ASIC has handed a NSW-based accountant a six-year ban from providing financial services following an investigation....

A securities dealer has volunteered to wind back its operations after an ASIC review found the company had breached conditions of its Australian financial services licenc...

SMSFs should be responsible for their wins and losses, which is why there should be no special statutory safety net for them when it comes to fraud, according to Challeng...

The regulator has warned the public to be wary of an email claiming to be from Sydney Credit Union which contains reference to ASIC chairman Greg Medcraft....

ASIC is warning investors of a cold-calling scam that appears to be linked to a series of fraudulent businesses....

ASIC has released a consultation paper that aligns with international standards on risk management for the managed funds sector, it said....

A Sydney insurance broker has been permanently banned from providing financial services following an investigation by the Australian Securities and Investments Commission...

“If you don’t think financial advice on life insurance is a problem area for ASIC and for industry, please think again.” ...

With the Australian Securities and Investments Commission having fired a shot over the bows of the industry on the question of churn, the Risk Store’s Sue Laing argues th...