The FPA has provided Treasury with its submission on the proposed industry funding model for ASIC. In its submission, the FPA has highlighted its concerns about the equit...

If planners and licensees are asked to cede ground on the monetary and time limits which apply to FOS claims, then consequent FOS decisions must be laid open to appeals, ...

Following an ASIC investigation on contraventions of the Corporations Act, Ostrava Equities and its related equities have been appointed provisional liquidators....

A wholesale service provider’s AFSL has been cancelled by ASIC at the business’s request, two months after the regulator suspended it....

ASIC has permanently banned Isaac Hakim from providing financial services after he misled clients on broker fees and insurance premiums....

Park Trent Properties Group has been found to have given unlawful advice to over 860 people to establish and switch funds into an SMSF....

The Government’s FSI response has delivered on higher educational standards for planners together with enshrinement of the term “financial planner/adviser”....

Wealth Today managing director, Greg Pennells, has called for robo-advice to be outlawed, calling it a ridiculous innovation that takes a one-size-fits-all approach to fi...

LSG Group’s AFSL has been cancelled by ASIC after it failed to comply with the conditions on its licence and financial services laws....

ASIC has announced the permanent banning of a former Westpac authorised representative from providing financial services....

The AIST called for transparency on ASIC’s industry funding model, cautioning against any decision-making until a cost recovery impact statement was available. ...

Every once in a while, about as often as a solar eclipse, Outsider’s employer allows him to travel up the front of an aeroplane, usually meaning a seat in business class...

A mortgage broking firm has changed its Chinese-language advertisements after ASIC was concerned their statements could be misleading or deceptive....

The paper on an industry funding model for ASIC fails to highlight its merits compared to alternative models working well in other jurisdictions, the Governance Institute...