ASIC has urged advisers and licensees to update details on its Financial Adviser Register (FAR) or be hit with new fees and charges....

Proposed ASIC class order changes to fees and costs disclosure are so opaque one industry group has called for whiteboards and an industry roundtable to dissect them....

Regulators like ASIC and APRA were requesting their overseas counterparts to help them scrutinise financial institutions, a law firm said....

A NSW-based tax and credit agent has been banned from providing financial services for four years after signing off on false documents created by his ex-wife....

The Australian Securities and Investments Commission chairman, Greg Medcraft, wants access to a penalty regime which can be scaled to fit the magnitude of crimes....

The stockbroking industry should not be targeted in ASIC’s cost recovery program as most complaints are against financial planners. ...

Spring FG has denied any direct links to a planner permanently banned by ASIC....

ASIC has imposed licensing conditions on a Queensland-based financial services firm after identifying concerns over its ability to effectively carry out their supervisory...

ASIC bans a former financial adviser after contravening financial services law when advising SMSF clients....

The FPA supports user-pays funding for ASIC but only if it is equitable across the industry....

The Australian Securities and Investments Commission has flagged that bank planners and vertical integration are on the enforcement agenda for 2015/16....

Financial services users will be hit with increased costs if the Government pursues a ‘user pays’ funding model for ASIC, bankers warn....

Assistant Treasurer, Josh Frydenberg, has launched a public consultation to gage stakeholder views on the potential introduction of an industry funding model for ASIC....

The Institute of Public Accountants (IPA) has urged its members to heed ASIC’s warnings about time running out to pursue the new limited licensing regime....