Addwealth Financial Services has been forced to adhere to additional requirements under its Australian financial services licence after surveillance of its advice busines...

ASIC is conducting a surveillance campaign to catch out unlicensed credit providers....

The Australian Securities and Investments Commission has banned an authorised representative of WealthSure from providing financial services for five years....

Opposition puts regulators and industry funds on notice referencing parliamentary accountability and competitive neutrality....

Australia's two financial services regulators have acknowledged the level of stress and uncertainty being experienced by financial services companies as a result of the G...

Some question the background of key ASIC personnel handling FOFA regulatory development....

Funeral insurance could be the most expensive way to manage funeral costs, and ASIC is urging investors to consider all the alternatives....

The company formerly known as RAMS Mortgage Corporation will refund more than $3.3 million to its customers after charging what the regulator considered unfair early term...

An unlicensed Sydney-based financial planner has been permanently banned from providing financial services by the Australian Securities and Investments Commission....

ASIC has reminded the industry that advertising campaigns will be closely watched and regularly reviewed....

City Index Australasia and its director Blair Jason Travers have been found guilty in Melbourne's Federal Court of a cold-calling scam that promised to generate returns f...

BMW has been ordered by ASIC to repay $1,392,667 to customers after the car financer breached the National Credit Code....

Avant has responded to ASIC concerns regarding a recent mail-out to policy holders that contained potentially misleading information....

Mike Taylor writes that the Federal Opposition has signalled some of the so-called ‘concessions’ extracted around the passage of the FOFA bills may not have a life beyond...