FINANCIAL PLANNING

Financial planning

Westpac has admitted that it did not fully appreciate the underlying risks entailed in running a financial planning business....

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Financial planning

Switzerland-based banking software company, Temenos, has acquired Australian/US baking fintech, Avoka, for US$245 million....

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Financial planning

The Federal Government has initiated a consultation period around a new policy paper which would see consumers approaching retirement provided with standard fact sheets c...

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Policy & Regulation

The Australian Securities and Investments Commission has foreshadowed further pressure on financial services licensees as a review of internal dispute resolution identifi...

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Policy & Regulation

The Australian Prudential Regulation Authority’s regulatory action against IOOF has prompted ANZ to “review” the sale of its wealth businesses to IOOF....

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People & Products

As planners show growing interest in wanting to pick and choose parts of different technology systems, IRESS has announced changes to better allow third party software to...

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Policy & Regulation

The new industry funding model for the Australian Securities and Investments Commission will see financial planning licensees and credit providers carrying some of the gr...

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Financial planning

The Australian Financial Complaints Authority reported it received over 13,000 phone enquiries in its first month of operation. ...

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Financial planning

Victims of Financial Fraud has called on ASIC to request that the Guernsey Financial Authorities question former director of a Trio Capital fund, Carl Meerveld....

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Financial planning

Going into aged care is not a choice for many Australians but something that is forced onto them, according to HLB Mann Judd....

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Financial planning

Advised investors are more confident, and hold more robust portfolios than the do-it-yourself, non-advised cohort, according to new research by Legg Mason....

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Financial planning

New research has suggested that when it comes to keeping clients happy, adviser soft skills are every bit as important as possession of a university degree for financial ...

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Financial planning

The Australian Securities and Investments Commission has cancelled the licence of a Sydney-based financial advisory firm following surveillance into potential issues of l...

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Financial planning

AMP Limited’s new chief executive, Francesco De Ferrari has cited reviewing the firm’s business model as his first priority....

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Financial planning

The Australian Financial Complaints Authority has publicly listed 231 financial firms potentially in breach of their licensing obligations....

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MARKET INSIGHTS

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

3 weeks 1 day ago

This verdict highlights something deeply wrong and rotten at the heart of the FSCP. We are witnessing a heavy-handed, op...

3 weeks 6 days ago

Interesting. Would be good to know the details of the StrategyOne deal....

1 month ago

Insignia Financial has confirmed it is considering a preliminary non-binding proposal received from a US private equity giant to acquire the firm. ...

6 days 9 hours ago

Six of the seven listed financial advice licensees have reported positive share price growth in 2024, with AMP and Insignia successfully reversing earlier losses. ...

2 days ago

Specialist wealth platform provider Mason Stevens has become the latest target of an acquisition as it enters a binding agreement with a leading Sydney-based private equi...

1 day 4 hours ago