DEALER GROUPS

Editorial

The Australian Securities and Investments Commission has outlined the draft ground rules on conflicted remuneration and, as Mike Taylor writes, there are inevitable impac...

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Financial planning

Morningstar Australasia has been selected to provide software and research tools to financial advisers using Netwealth investment and superannuation platforms....

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Policy & Regulation

A consulting firm predicts many financial planning practices and dealer groups will fail to get FOFA-ready....

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Financial planning

Independent dealer group Premium Wealth Management has grown its network to 23 practices via Platinum Wealth Management coming on board....

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Financial planning

Financial advisers are increasingly moving away from "one-dimensional" risk profiling to an objective-based plan, according to Challenger....

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Funds management

Investor demand for alternative investment is growing, but fund of hedge fund managers continue to face liquidity restraints from dealer groups....

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Financial planning

Outdated manual compliance operations coupled with an increasing workload and loss of experienced practitioners threatens to create a massive compliance risk for dealer g...

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Editorial

The dealer group model is changing and BT’s Mark Spiers says financial planners will need to make choices consistent with the newly evolving reality....

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Financial planning

Non-aligned dealer groups are having to adopt a creative approach to filling the revenue shortfall left by bans on volume rebates....

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Financial planning

BetaShares has claimed greater penetration into the advice space for its exchange-traded fund products....

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Financial planning

With legislative change sweeping across the financial services industry, BT Financial Group has launched a website designed to keep advisers up to date with the latest po...

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Financial planning

Amid uncertainty from financial advisers towards exchange-traded funds (ETFs), BetaShares has expanded its distribution coverage across 19 dealer groups and nine platform...

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Financial planning

CommCentral has launched new software which manages different adviser remuneration models combined with inbuilt FOFA rules....

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Financial planning

Mercer looks to points of difference to attract high net worths....

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Financial planning

Dealer groups aligned with big institutions should be honest with consumers and describe themselves as 'agents' of their parent company, says Paragem managing director Ia...

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

1 month 1 week ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

1 month 1 week ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

3 months 1 week ago

Entireti has unveiled the new name for the AMP financial advice businesses that it acquired last year....

6 days 4 hours ago

Lonsec has appointed a new chief executive for its research and ratings division as Mike Wright takes up a new role in light of the acquisition of Evidentia Group by Lons...

1 month ago

The Financial Services and Credit Panel has cancelled the registration of an NSW adviser for two years as it felt he displayed a ‘level of incompetence’ in providing advi...

1 month ago