COMPLIANCE

Financial planning

The SMS Advising Group has had its Australian Financial Services Licence revoked by ASIC....

Financial planning

No platform provider is now without the ‘baby’ or ‘lite’ version of the full service wrap. In most cases, these ‘lite’ platforms have attracted substantial inflows withou...

Financial planning

The FPA has welcomed a reported increase in the number of breach of licence notifications received by the corporate regulator from the financial services industry....

Financial planning

Australian Agribusiness Group (AAG) has produced the first set of ratings evaluating the top managers of agribusiness managed investment schemes....

Financial planning

The FPA is confident the industry will overcome conditions that led to a ‘statements of advice’ failure in the ASIC’s 2006 ‘shadow shopper’ survey on superannuation advic...

Financial planning

Australian Securities and Investments Commission (ASIC) chairman Jeffrey Lucy has defended the regulator’s enforcement of financial services laws after its shadow shoppin...

Superannuation

The latest AMP Capital/Investment Trends SMSF Investor Report has revealed compliance is now clearly the number one challenge being faced by people running their own supe...

Superannuation

BT Financial Group has become the latest entrant into the self-managed superannuation administration market, launching a service to administer SMSF funds and small Austra...

Financial planning

The Financial Planning Association’s new conflicts of interest principles do not go far enough to ensure compliant advice, according to Australian Securities and Investme...

Financial planning

Most superannuation product providers have recently issued deficient product disclosure statements, the corporate regulator has discovered....

Financial planning

Mariner Financial has moved to boost sales of its equity release product by entering a strategic deal with three dealer groups to offer the products to clients, and launc...

Financial planning

Investors in Glebe Asset Management will have their funds paid out to them after the ethical investment manager, which put itself up for sale last October, failed to find...

Financial planning

Another desktop advisory software provider has entered the financial planning arena after signing a contract with a mid-sized, Sydney-based independent dealer group to he...

Financial planning

Australia’s biggest dealer group, AMP Financial Planning, has endorsed the Financial Planning Association’s principles on conflicts of interest by forming a taskforce to ...

Financial planning

Year-end tax planning is important for individuals and businesses at all levels. Apart from the traditional approach - that is deferring income and advancing deductions w...

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MARKET INSIGHTS

GG

So shareholders lose a dividend plus have seen the erosion of value. Qantas decides to clawback remuneration from Alan ...

1 month 4 weeks ago
Denise Baker

This is why I left my last position. There was no interest in giving the client quality time, it was all about bumping ...

1 month 4 weeks ago
gonski

So the Hayne Royal Commission has left us with this. What a sad day for the financial planning industry. Clearly most ...

1 month 4 weeks ago

A Sydney-based financial adviser has been banned from providing financial services in the interest of consumer protection after failing to act on conduct concerns. ...

1 week 5 days ago

The Reserve Bank of Australia has made its latest rate call, with only two more meetings left for 2024....

3 weeks 6 days ago

Financial advisory group AZ NGA has announced a strategic partnership with a $294 billion global investment manager to support its acquisition plans....

3 weeks ago