POWERED BY MOMENTUM MEDIA
COMPLIANCE
Financial planning
The corporate regulator has commenced proceedings in the Federal Court of Australia against a mortgage broker for his conduct in applying for two lo-doc loans for one of ...
Financial planning
The FPA has advised that its investigation into the activities of Tasmanian-based adviser Brendan Moore has been wrapped up, with its disciplinary committee imposing only...
Financial planning
In response to industry confusion, the Australian Securities and Investments Commission has clarified that authorised representatives do need to identify their Australian...
Financial planning
The Financial Planning Association has called for changes to be made to the Financial Services Reform Act to ease the burden of compliance on financial planners and make ...
Financial planning
Members of the Financial Planning Association will be expected to separately disclose the cost of advice from the cost of an investment product to their clients from Janu...
Financial planning
The Australian Prudential Regulation Authority has issued new prudential standards governing the issue of outsourcing that are applicable to life insurance companies, aut...
Financial planning
Westpac Financial Planning has now completed the implementation of its advisory administrative tool known as the Leading Edge Advice Platform....
Financial planning
Pax Financial Group will now operate as part of the Tandem Financial Advice dealer group after relinquishing its own Australian Financial Services Licence....
Superannuation
ING and self-managed super fund service provider Super Concepts have introduced a new instrument called One2super to help financial advisers provide better services to th...
Financial planning
ING Financial Planning and ING’s largest dealer group, RetireInvest, will be combining their back-office operations from January, next year....
Never miss the latest news and developments in wealth management industry
MARKET INSIGHTS
Podcast
So shareholders lose a dividend plus have seen the erosion of value. Qantas decides to clawback remuneration from Alan ...
This is why I left my last position. There was no interest in giving the client quality time, it was all about bumping ...
So the Hayne Royal Commission has left us with this. What a sad day for the financial planning industry. Clearly most ...