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Funds management
IOOF has commissioned PWC to undertake an independent review of allegations relating to insider trading, front-running and breach reporting....
Superannuation
A recent determination by the Superannuation Complaints Tribunal has revealed the ugly consequence of super funds investing in highly illiquid assets....
Financial planning
IOOF seeks to rebuff newspaper allegations and points to ongoing legal disputation with a former employee....
Superannuation
Industry fund body, AIST, tells Government strategies are utilising SMSFs, wraps and SMAs to indefinitely postpone the payment of CGT....
Superannuation
Superannuation funds want the regulators to tell them how they actually spent the millions of dollars in financial services supervisory levies....
Life/Risk
ASIC signals that despite the industry’s position responding to Trowbridge, it is continuing to pursue enforcement over life/risk misconduct....
Financial planning
ASIC chairman, Greg Medcraft says the regulator has a $50 million war chest that he’s ready to use against banks, planners and other miscreants....
Policy & Regulation
ASIC - today rocket scientists, tomorrow dark pools, Sunday black holes and next week boldly going where no regulator has gone before....
The ATO has been told to work with stakeholders, including industry funds, to overcome employer superannuation guarantee non-compliance....
Financial planning
ASIC has acknowledged that newspapers headlines were wrong about planners taking big commissions to recommend residential property investments and that not one planner co...
Policy & Regulation
ASIC chairman, Greg Medcraft, wants the Government to consider allowing ASIC the ability to pursue companies and officers over misdeeds caused by bad culture....
Funds management
Fear must be a greater factor than greed in influencing better standards of behaviour in the financial services industry, according to ASIC chairman, Greg Medcraft....
Financial planning
ASIC refuses a planning firm permission to tailor how its planners’ remuneration and bonuses are revealed to clients....
Financial planning
ASIC and the Federal Treasury have been told to get real about the time needed to implement significant legislative and regulatory change in financial services....
Financial planning
Proposals canvassed for measuring the performance and value for money provided by ASIC, APRA and AUSTRAC....
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So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...