COMPLIANCE

Policy & Regulation

An international expert questions in whose interests the regulators are really working for....

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Funds management

ASIC confirms a continuing focus on FX trading businesses and the existence of several investigations....

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Editorial

Is the Trade Union Royal Commission right in pointing to a money link between industry funds and trade unions?...

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Financial planning

The CFA Institute urges an oath-based approach as it tells Treasury you can’t regulate against bad ethics....

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Financial planning

APRA chairman, Wayne Byres, has reminded banks to maintain appropriate standards with respect to mortgage lending amid the current house price boom....

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Financial planning

Next Tuesday’s Federal Budget is expected to put in motion ASIC’s transition to a user-pays funding regime....

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Financial planning

ASIC has moved to issue a Regulatory Guide based on the recent remediation exercises flowing from major planning failures....

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Financial planning

The AFA acknowledges that the approach outlined by the FPA on Trowbridge accords very closely with its own but deadlines remain the issue....

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Life/Risk

More announcements expected on move from upfront commissions amid advisers feeling rushed on Trowbridge....

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Life/Risk

AFA chief executive, Brad Fox, acknowledges leadership of AMP on life/risk changes but urges continued pursuit of a unified position....

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Superannuation

ASIC has completed surveillance of intra-fund advice delivered by superannuation funds including whether they’ve extended it to transition to retirement strategies....

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Financial planning

The Association of Financial Advisers says its OK for licensees to take a self-directed approach ahead of the mandating of any standards out of the Trowbridge recommendat...

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Life/Risk

More than 40 per cent of life/risk advisers would consider exiting the industry if the Trowbridge recommendations were implemented in totality....

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Financial planning

The Financial Services Council has warned against granting ASIC product intervention powers as a bridge too far....

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Life/Risk

Former FPA chairman, Matthew Rowe says the insurers know the identity of the churners and it should be left to the market to decide remuneration....

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 2 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

2 months 2 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

4 months 3 weeks ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

5 days 7 hours ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

1 week 3 days ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

2 weeks 1 day ago