PETER KELL

Superannuation

ASIC Commissioner Peter Kell has pointed to poor quality advice with respect to SMSFs and the influence of real property spruikers....

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Financial planning

Industry commentators claim low-cost dealer groups could be an accident waiting to happen....

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Financial planning

The Bank of Queensland will have to refund approximately $12 million to around 6000 mortgage customers following a system error....

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Financial planning

The regulator has warned the public to be wary of an email claiming to be from Sydney Credit Union which contains reference to ASIC chairman Greg Medcraft....

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Editorial

“If you don’t think financial advice on life insurance is a problem area for ASIC and for industry, please think again.” ...

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Life/Risk

FSC chief executive John Brogden has once again called upon the life insurance industry to heed ASIC’s warning and self-regulate on churn while it can....

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Life/Risk

Synchron’s Don Trapnell calls for proof to justify ASIC’s concern on churn....

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Financial planning

ASIC Commissioner Peter Kell suggests embracing the purpose of FOFA is necessary for planning to become a profession....

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Life/Risk

There have been too many bad practices with respect to churn for the regulator to abandon this issue, according to ASIC Commissioner Peter Kell....

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Life/Risk

John Brogden said the industry’s failure to self-regulate on churn carries the risk of regulator action....

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Policy & Regulation

Following ASIC’s introduction of new credit reforms, an operator and its director have been banned from conducting any credit business....

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Superannuation

Mike Taylor writes that recent actions on the part of both ASIC and APRA suggest that the SMSF sector has become too large for any of the regulators to ignore....

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Editorial

Mike Taylor writes that recent actions on the part of both ASIC and APRA suggest that the SMSF sector has become too large for any of the regulators to ignore....

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Funds management

Managed discretionary accounts (MDAs), which allow advisers to run direct equities portfolios for their clients, are under review by the Australian Securities and Investm...

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Financial planning

ASIC has imposed additional conditions on Lionsgate Financial Group’s licence after conducting a surveillance of its advice business....

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