ASIC has moved against what it believes is a Ponzi scheme that extracted $16 million from investors....

The Auditing and Assurance Standards Board (AUASB) has reappointed chair Merran Kelsall for a further three-year term....

Section 912A of the Corporations Act and section 47 of the National Consumer Credit Act 2009 articulate the legislative beliefs about the core standards that a financial ...

The Administrative Appeals Tribunal has upheld ASIC's decision to ban Queensland broker Clive Henley from providing financial services for three years....

Slater & Gordon is ramping up action against advisory groups that recommended clients invest in Basis Capital, with a number of high-profile dealer groups the targets of ...

The Federal Government will draft regulation that will in effect reverse a Federal Court decision made in October last year that funded class actions are managed investme...

Frank Smith explains the importance of financial advisers tailoring Statements of Advice and how to avoid common mistakes....

A Brisbane man, who was a former client adviser with Tricom Futures Services, has been banned from providing financial services by ASIC....

ASIC has obtained Federal Court orders freezing the assets of what it believes may be a Ponzi scheme....

State Trustees ordered to pay $13.5 million compensation to Westpoint investors....

An educational website has published the names of 14 people believed to be the only truly independent advisers in the country....

More than 1,000 investors have found themselves tied up in property development schemes that have been identified as illegal....

Former Moodys staffer charged over insider trading....

ASIC has obtained a declaration against former Citrofresh managing director and chief executive Ravi Narain that he engaged in misleading or deceptive conduct....