Melbourne man faces Federal Court charges over allegations that he and his company sought to unlawfully raise in excess of $1.3 million by offering securities without a d...

ASIC has refined the arrangements around naked short selling....

Court action against a legal adviser has broken new ground which the Australian Securities and Investments Commission suggests has implications for all those giving advic...

Banned from providing financial services for six years on matters relating to the operation of a private mortgage investment business....

It is often the commissions versus fees issue that overwhelms discussions about the appropriateness of the title 'profession' when applied to financial advice. ...

While trustees will have relief from FSR, clients can still sue for negligent advice....

IFSA defends legislative requirements but says areas of financial services regime could be improved....

Court approval will force ANZ and Merrill Lynch to pay $226 million, ASIC releases banks from potential legal claims....

The chairman of the Australian Securities and Investments Commission has hinted that the basis for the Corporations Act and ASIC's role may be re-examined....

Receivers for Great Southern respond to claims of a conflict of interest regarding responsible entity Great Southern Managers Australia in letter to investors; the group ...

The Accounting Professional and Ethical Standards Board is to produce a 'standard' for accountants, including chief financial officers employed by dealer groups and fund ...

The Australian Securities and Investments Commission is pursuing changes to inject more transparency into securities lending....

A verification count by City Pacific has found that Balmain Trilogy did not receive the required 50 per cent of votes by unitholders of the City Pacific First Mortgage Fu...

Planners served notice by regulator but reports of home and office raids incorrect....