Former High Court judge and patron of the SPAA, Sir Anthony Mason, believes intra-fund advice should be subject to the same fiduciary duty obligations as full advice....

Rather that focusing exclusively on the Future of Financial Advice reforms, the Government needs to clear up all the outstanding policy issues in financial services, writ...

LM Investment Management vows to stop David Tweed’s Direct Share Purchasing Corporation gaining access to mortgage fund register....

ASIC accepted an enforceable undertaking from Professional Investment Services in December due to concerns over the firm’s compliance with its legal obligations....

Advisers and investors burnt by the collapse of the Prime Retirement and Aged Care Property Trust believe they have identified significant wrongdoing in the management of...

ASIC clarifies the rules around the use of the Internet for documentation such as SOAs and PDSs, but with caveats....

Financial Education company The Hubb Organisation, which trades as Safety in the Market, has allegedly breached the law for making promotional representations about certa...

ASIC issues class order relief separating instalment warrants from new margin lending regime....

The Australian Securities and Investments Commission has banned a former Gold Coast adviser for 10 years after investigations into the advice she gave relating to investm...

ASIC has banned Infocus adviser David Radovan for five years for engaging in misleading and deceptive conduct....

The Rule of Law Institute has opposed new legislation which would increase ASIC’s powers....

Former Macquarie portfolio manager, Oswyn de Silva pleads guilty on insider trading charges....

Listed investment companies have a strong future going forward, with changes to the Corporations Act favouring investors, Premium Investors chairman Tom Collins has claim...

A former liquidator of HR Cook Investments has appeared in court following his arrest on 19 charges brought by the Australian Securities and Investments Commission (ASIC)...