POWERED BY MOMENTUM MEDIA
COMPLIANCE
Financial planning
Legislation is required to ensure consumers can distinguish between planners providing 'independent strategy-driven advice' and those providing 'product sales-driven advi...
Financial planning
Will be paying close attention to claims relating to managed investment schemes and other retail products over coming year....
Financial planning
ASIC should use the same regulatory powers it used for intra-fund advice to more aggressively manage investment strategies, according to a submission to the Ripoll Inquir...
Financial planning
Dealer groups will need to reinvent themselves to survive, writes DAVID FOX....
Financial planning
Fees will be decided by industry competition, up to regulator to promote competition....
Financial planning
The global financial crisis has slowed the flow of candidates for entry-level financial planning qualifications but, as AMAL AWAD reports, the education providers remain ...
Financial planning
It is time to start putting Australia’s financial planning education regime into perspective so that new objectives can be pursued, writes RICK DI CRISTOFORO....
Financial planning
New Deloitte study has pointed to the costs and risks involved in complying with international economic and trade sanctions....
Financial planning
Small financial planning practices are struggling with the complex requirements and costs of running their businesses....
Funds management
Former SAI property head Graham Brewer is part of the launch of new property manager Amici Funds Management....
Financial planning
City Pacific has lost control of its First Mortgage Fund following a Federal Court ruling that appointed Trilogy Funds Management as responsible entity....
Financial planning
Dealer groups are concerned about the need to change their Australian Financial Services Licences as a result of the new rules around margin lending....
Financial planning
Employment in the banking and investment sectors is on the rise, and recruitment activity at the executive level has also seen an uptick. Meanwhile, insurance roles remai...
Financial planning
Some planners are concerned providing ongoing advice to clients is discouraged in a model that relies on sales targets, while others fear they will be retrenched for fail...
Life/Risk
Low claims record, no complaints and conservative advice guidelines responsible for drop....
Never miss the latest news and developments in wealth management industry
MARKET INSIGHTS
Podcast
This verdict highlights something deeply wrong and rotten at the heart of the FSCP. We are witnessing a heavy-handed, op...
Interesting. Would be good to know the details of the StrategyOne deal....
It’s astonishing to see the FAAA now pushing for more advisers by courting "career changers" and international recruits,...