COMPLIANCE

People & Products

Industry super fund UniSuper has appointed two senior managers to its new financial advice department....

Financial planning

Austrac has commenced a program of random on-site inspections of financial planners for compliance with anti-money laundering laws....

Policy & Regulation

The Association of Superannuation Funds of Australia has warned the mooted changes to the tax regime covering the supply of financial services will increase costs....

Financial planning

The sons of the principal of a Melbourne advice firm currently under receivership have started up another firm under the licence of dealer group Australian Financial Serv...

People & Products

Professional Investment Services has appointed the final member of its new-look management team, with Kelly Wyman joining as group general manager, services....

Financial planning

The filtering of product information by dealer groups and perceived conflicts of interest were contentious topics at the recent Money Management round table....

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Editorial

The cost of providing financial advice has not been readily measured or quantified across the industry, writes Paul Barrett....

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Financial planning

A submission by Treasury to the Ripoll inquiry has pointed to the contraction that would occur in the financial advice market if certain fees and commissions were banned,...

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Financial planning

The financial services industry is faced with a considerable unknown regarding the future of the bank deposit guarantee, according to IFSA deputy chief John O'Shaughnessy...

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Editorial

It is often the commissions versus fees issue that overwhelms discussions about the appropriateness of the title 'profession' when applied to financial advice. ...

Financial planning

A Money Management round table of financial services industry chief executives has backed the concept of a co-regulatory model for the financial services industry....

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Editorial

Regulators must infuse personal integrity into provision of financial advice....

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Life/Risk

Regulatory changes to overcome deficiencies in managed investments would be inappropriate for insurance brokers....

Financial planning

A submission to the Joint Parliamentary Committee has warned that existing financial services compliance arrangements fail to recognise how financial services groups actu...

Financial planning

While trustees will have relief from FSR, clients can still sue for negligent advice....

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MARKET INSIGHTS

This verdict highlights something deeply wrong and rotten at the heart of the FSCP. We are witnessing a heavy-handed, op...

3 days 9 hours ago

Interesting. Would be good to know the details of the StrategyOne deal....

1 week ago

It’s astonishing to see the FAAA now pushing for more advisers by courting "career changers" and international recruits,...

3 weeks 5 days ago

Insignia Financial has made four appointments, including three who have joined from TAL, to lead strategy and innovation in its retirement solutions for the MLC brand....

3 weeks ago

A former Brisbane financial adviser has been charged with 26 counts of dishonest conduct regarding a failure to disclose he would receive substantial commission payments ...

6 days 13 hours ago

Pinnacle Investment Management has announced it will acquire strategic interests in two international fund managers for $142 million....

5 days 16 hours ago