Industry super fund UniSuper has appointed two senior managers to its new financial advice department....
Austrac has commenced a program of random on-site inspections of financial planners for compliance with anti-money laundering laws....
The Association of Superannuation Funds of Australia has warned the mooted changes to the tax regime covering the supply of financial services will increase costs....
The sons of the principal of a Melbourne advice firm currently under receivership have started up another firm under the licence of dealer group Australian Financial Serv...
Professional Investment Services has appointed the final member of its new-look management team, with Kelly Wyman joining as group general manager, services....
The filtering of product information by dealer groups and perceived conflicts of interest were contentious topics at the recent Money Management round table....
The cost of providing financial advice has not been readily measured or quantified across the industry, writes Paul Barrett....
A submission by Treasury to the Ripoll inquiry has pointed to the contraction that would occur in the financial advice market if certain fees and commissions were banned,...
The financial services industry is faced with a considerable unknown regarding the future of the bank deposit guarantee, according to IFSA deputy chief John O'Shaughnessy...
It is often the commissions versus fees issue that overwhelms discussions about the appropriateness of the title 'profession' when applied to financial advice. ...
A Money Management round table of financial services industry chief executives has backed the concept of a co-regulatory model for the financial services industry....
Regulators must infuse personal integrity into provision of financial advice....
Regulatory changes to overcome deficiencies in managed investments would be inappropriate for insurance brokers....
A submission to the Joint Parliamentary Committee has warned that existing financial services compliance arrangements fail to recognise how financial services groups actu...
While trustees will have relief from FSR, clients can still sue for negligent advice....
This verdict highlights something deeply wrong and rotten at the heart of the FSCP. We are witnessing a heavy-handed, op...
Interesting. Would be good to know the details of the StrategyOne deal....
It’s astonishing to see the FAAA now pushing for more advisers by courting "career changers" and international recruits,...