COMPLIANCE

Superannuation

New legislation has lifted the penalty regime around illegal early release super schemes....

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Financial planning

ASIC warns that disclaimers attaching to financial services advertising claims must be displayed prominently....

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Financial planning

West Australia Chamber of Minerals and Energy boss to assume chair of WA Super. ...

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Financial planning

ASIC Chair Greg Medcraft says no financial services regulator can stop corporate failures without onerous compliance regimes. ...

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Financial planning

FOS has identified planner conduct and inappropriate claims handling as possible systemic issues during the December 2013 quarter....

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Superannuation

The Federal Government has disbanded three superannuation advisory bodies established under the former Labor Government....

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Superannuation

AUSTRAC criticised for failing to appropriately define politicians, senior public servants and senior members of the military. ...

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Policy & Regulation

Taxpayers Australia forms new body aimed at accountants, lawyers and BAS agents....

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Financial planning

Former ASIC officer turned consultant calls for standardised, regulated SOA document....

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Financial planning

Victims of the Trio/Astarra fraud express anger at the release from jail of Shawn Richard....

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Superannuation

SPAA warns that offers of free SMSF establishment need to be thoroughly understood....

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Superannuation

Aaron Dunn points to new ATO draft determination on dividend washing. ...

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Financial planning

Kohler-founded Eureka Report obtains an AFSL to deliver buy-and-sell advice....

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Financial planning

AIOFP has created an external compliance review service accessible to members from 1 February. ...

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Policy & Regulation

IPA claims rules on employee share schemes are stifling innovation....

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 2 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

2 months 3 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

4 months 3 weeks ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

6 days 16 hours ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

1 week 4 days ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

2 weeks 2 days ago