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AUSTRALIAN FINANCIAL SERVICES
Financial planning
Australian Financial Services is now standing on its own two feet as an independent dealer group, following its 39.7 per cent shareholding buy-back from Zurich Financial ...
Financial planning
Financial planners have received another bad rap from the corporate regulator, with its latest shadow shopping report concluding that close to one in five advisers gave u...
Financial planning
The Investment and Financial Services Association has released a discussion paper it hopes will stimulate debate among its members and in the industry about how assumptio...
Financial planning
Large boutique financial planning dealer group Lifespan Financial Planning is considering outsourcing a significant portion of its investment research after the tragic lo...
Financial planning
MLC has launched a new version of its MasterKey platform that contains no commissions, aimed at supporting advisers who conduct the majority of their business on a fee-fo...
Financial planning
A number of companies connected with an unregistered management investment product are now the subject of Federal Court restraining orders following legal action by the A...
Financial planning
Paragem Partners and Miles Corporate have formed a new partnership to provider financial planning and accountancy firms with merger and acquisition assistance....
Financial planning
The outgoing chief operating officer of listed financial services education provider Tribeca, John Prowse, has set up his own fee-for-service wrap account business, and h...
Financial planning
A financial adviser who deliberately concealed a criminal past from two prospective employers has been permanently banned from providing financial services....
Financial planning
A Brisbane man who acted as a commission agent for an investment scheme based on sunken treasure from shipwrecks has been convicted of operating a financial services busi...
Superannuation
ASIC is shutting down 11 Melbourne-based self-managed superannuation fund companies related to the PFS Group....
Financial planning
The financial services industry has been forced to shell out over $200 million to bring its workers up to speed with the educational qualifications required under the Fed...
Financial planning
Requests for mercy to the corporate regulator from those who have broken Financial Services Reform laws are on the sharp decline, but the proportion let off the hook by t...
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Podcast
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...