The Australian Securities and Investments Commission has permanently banned a Queensland financial adviser, Michel Ruurda, from providing any financial services....
Accountants could face fines of up to $220,000 if they provide misleading advice on self-managed super funds....
The message is clear, says Sue Laing, financial planners must address risk with their clients. And if they are not going to form a strategic alliance with a risk adviser,...
Under the new Financial Services Reform regime, AFS licensees will be required to address risk in the same way they address other areas. SUE LAING reports....
Skandia may be one of the newer players in Australian financial services, having only opened for business in 2001, but the firm does come with extensive experience....
The bar on professional standards in the financial planning industry has once again been raised by tough new rules which seek to eliminate conflicts of interest for advis...
Australian Financial Services will look to a series of strategic alliances to boost referrals to its network of advisers after signing an initial deal with a national mor...
Fake websites set up by phoney international regulators are duping Australian investors into buying shares from dodgy offshore stockbrokers....
Hundreds of financial planning practices could incur huge fines or lose the right to operate their businesses if they fail to produce overdue 2004 annual accounts and aud...
For the second year in a row David Haintz has been ‘highly commended’ for the Financial Planner of the Year award and it comes as no surprise to those who know him....
Financial planners providing tax advice have come under the spotlight of the Australian Securities and Investments Commission who released new guidance today to ensure pr...
Russell Investment Group will hand over the administration of one of Australia’s oldest corporate superannuation funds in April next year after AMP declared it was transf...
A former managing director of a Sydney financial services company has been jailed for seven years for making false statements to investors and covering up losses they had...
The Australian Securities and Investments Commission (ASIC) has permanently banned a South Australian insurance broker for a series of deceptions, which included collecti...
Australian Financial Services (AFS) has transferred $180 million to Russell Investment Group as part of a new strategy to outsource investments to established multi-manag...
Interesting. Would be good to know the details of the StrategyOne deal....
It’s astonishing to see the FAAA now pushing for more advisers by courting "career changers" and international recruits,...
increased professionalism within the industry - shouldn't that say, FAR register almost halving in the last 24 months he...