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AUSTRALIAN FINANCIAL SERVICES
Financial planning
The Australia and New Zealand Banking Group Limited has succeeded in having its Australian Financial Services licence amended to allow it to provide custody services to m...
Financial planning
A Brisbane financial adviser has been banned from providing financial services for engaging in dishonest, misleading, and deceptive conduct....
Financial planning
The current minimum compensation arrangements applying to holders of an Australian Financial Services licence will continue to apply for another six months while the Gove...
Financial planning
The corporate regulator has banned two Melbourne directors associated with an unregistered managed investment scheme from providing financial services for three years....
Financial planning
ASIC has filed an application in the Queensland Supreme Court seeking orders against an unregistered investment scheme being operated by Intertax Holdings....
Life/Risk
ASIC has extended interim dollar disclosure relief to the issuers of general insurance products to March, next year....
Financial planning
FPA has declared its intention to increase the awareness of its Certified Financial Planner designation, with the aim of giving the professional mark more credibility....
Financial planning
FICS has reported a considerable reduction in consumer complaints against financial services providers....
Financial planning
A new report by Melbourne University attacking timber managed investment schemes has been described as “seriously flawed” by the industry....
Life/Risk
Overseas organisations are posing a threat to the integrity and equitable operation of the domestic insurance market, according to the head of one of Australia’s leading ...
Financial planning
Many accountants are unaware of what constitutes unlicensed advice, meaning they are often treading a fine line between what they can and can’t discuss, according to thei...
Financial planning
A NSW man has been sentenced to 12 months imprisonment for providing unlicensed advice....
Financial planning
The Financial Planning Association (FPA) is on the verge of scrapping the requirement of Certified Financial Planners (CFPs) to be employed by an Australian Financial Ser...
Financial planning
The SMS Advising Group has had its Australian Financial Services Licence revoked by ASIC....
Financial planning
Gregory Clements and Neil Manning have appeared in the Perth Magistrates Court as the result of an ASIC investigation that alleged they provided financial advice without ...
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Interesting. Would be good to know the details of the StrategyOne deal....
It’s astonishing to see the FAAA now pushing for more advisers by courting "career changers" and international recruits,...
increased professionalism within the industry - shouldn't that say, FAR register almost halving in the last 24 months he...