The Government is seeking to make amendments to the design and distribution obligation regime including removing the requirement for advisers and licensees to report whet...

The corporate watchdog’s chair, Joe Longo, has no plans to let up on the body’s litigation commitment despite pulling back on the public emphasis his predecessor had plac...

The corporate regulator’s new chair, Joe Longo, believes that reading the publicly available report of the regulator’s governance practices is sufficient and has not aske...

Four associates and a lawyer have been charged with criminal offences after Members Alliance and Benchmark groups collapsed with the corporate regulator alleging the grou...

Former Macquarie Group chief executive Nicholas Moore will be chair of the authority that will oversee the corporate and prudential regulators....

While it is great to see retail investors investing in the stockmarket for the first time, a sharp market downturn could put them off the market for good, warns Airlie....

None of the outcomes resulted in criminal proceedings, and there is a similar percentage of ongoing cases by the corporate regulator....

The Federal Court has found that it made false or misleading representations to members to avoid them moving to the MySuper product....

To reduce the reporting burden, the corporate regulator is allowing licensees to batch upload reports that derive from a single root cause as part of the new breach repor...

If the corporate regulator had funds awarded by penalties put into the financial advice levy it could look like a new revenue stream aimed at players with deep pockets....

The advice industry is turning into a structure where only the wealthy can afford advice and digital offerings will only create more corruption, according to a financial ...

While finfluencers are on the rise and targeting younger investors, this presents an opportunity for advisers to help investors separate the information from the noise, w...

Product issuers and distributors need to be careful with what incentives apply to distributors who sell products to those target customers, according to EY....

The corporate watchdog has said there was an outstanding amount of $2.4 million unpaid by the financial advice sector on its total regulatory cost of $59.59 million durin...