ASIC

Financial planning

The former directors of Australian Capital Reserve have been sentenced to separate terms of imprisonment by the NSW District Court following an investigation by ASIC....

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Editorial

Challenger’s Aaron Minney provides his comparison of annuities and direct fixed income in a response to an article recently published in Money Management and authored by ...

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Funds management

Proposed fund disclosure requirements for hedge funds have industry support, but experts say that the guidelines should extend to all complex investment schemes and that ...

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Financial planning

ASIC has accepted an EU from CBA as a result of a message sent to customers implying they needed to consent to credit card limit increase invitations or risk not being ab...

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Superannuation

Freya Purnell takes a closer look at what life after Stronger Super might bring to the superannuation sector....

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Editorial

Mike Taylor writes that the failure of the industry’s critics to distinguish between the failure of product and the failure of advice is continuing to tarnish the reputat...

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Financial planning

A former Guardian Financial Planning adviser has been permanently banned from providing financial services after it was found she falsified 65 insurance policies to colle...

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Financial planning

ASIC has permanently banned a former financial adviser and company director after an investigation revealed he transferred more than $200,000 from client accounts for his...

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People & Products

Multiport has appointed Russell Scott as its head of sales and service development....

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Editorial

According to APRA, ASIC will ultimately be responsible for acting on any breaches around advertising such as the Industry Super Network’s 'compare the pair' campaign....

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Financial planning

ASIC has called on companies to improve their executive remuneration disclosure after a review of 50 remuneration reports from Australia's biggest companies....

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Financial planning

ASIC has announced it will extend the interim class order relief granted to lawyers and funders involved in legal proceeding structures as funded representative proceedin...

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Financial planning

ASIC has called on companies to improve their executive remuneration disclosure after a review of 50 remuneration reports from Australia's biggest companies....

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Financial planning

ASIC has announced it will extend the interim class order relief granted to lawyers and funders involved in legal proceeding structures as funded representative proceedin...

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Financial planning

ASIC warned that seeking to revisit a ban on direct payments from fund managers to research providers would be counter-productive....

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MARKET INSIGHTS

GG

So shareholders lose a dividend plus have seen the erosion of value. Qantas decides to clawback remuneration from Alan ...

4 weeks ago
Denise Baker

This is why I left my last position. There was no interest in giving the client quality time, it was all about bumping ...

4 weeks 1 day ago
gonski

So the Hayne Royal Commission has left us with this. What a sad day for the financial planning industry. Clearly most ...

4 weeks 1 day ago

The decision whether to proceed with a $100 million settlement for members of the buyer of last resort class action against AMP has been decided in the Federal Court....

2 weeks ago

A former Brisbane financial adviser has been found guilty of 28 counts of fraud where his clients lost $5.9 million....

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The Financial Advice Association Australia has addressed “pretty disturbing” instances where its financial adviser members have allegedly experienced “bullying” by produc...

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