ASIC

Superannuation

SPAA warns that requiring financial planners to provide warnings on SMSF compensation is too simplistic. ...

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Superannuation

SPAA says absence of SMSF training standards in new RG146 is surprising, given regulator’s concerns....

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Superannuation

Industry bodies call into question Rice Warner research on costs of SMSFs....

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Superannuation

Financial planners are already subject to the best interests duty, so any additional requirements with respect to SMSF advice would be redundant, according to the FSC....

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Financial planning

ASIC chairman Greg Medcraft expresses concern at the time it takes to get matters before the courts....

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Superannuation

A Senator has asked ASIC to look into the potential conflict of interests in the establishment of a new media outlet fully financed by three industry super funds....

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Funds management

ASIC chairman Greg Medcraft says pursuing compensation similar to Storm might better be left to the “class action industry”....

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Superannuation

Warning self-managed super funds (SMSFs) that they are not entitled to compensation is too “simplistic” and needs to factor in all financial assistance available....

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Superannuation

Linda Elkins has been named Superannuation Executive of the Year in Money Management/Super Review’s Women in Financial Services Awards 2013. ...

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Financial planning

Planners within Peter Daly’s new Beacon Group are being encouraged to sign up to a defence trust under the auspices of AIOFP....

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Superannuation

SPAA CEO Andrea Slattery has shut down the notion that SMSF trustees should have a competency test, deeming it elitist....

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Superannuation

The two major industry super fund lobby groups have issued warnings on the costs of establishing an SMSF....

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Financial planning

Former senior ASIC executive claims regulator’s task has shifted while the organisation has stood still....

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Financial planning

ASIC chairman Greg Medcraft says the regulator has been examining all the submissions to the Senate Inquiry so ASIC can do a better job....

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Superannuation

Industry Super Australia has pointed to new research to highlight fee disparity between SMSFs and industry super funds....

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 2 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

2 months 3 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

4 months 3 weeks ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

1 week 1 day ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

1 week 6 days ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

2 weeks 4 days ago