The government is seeking views on its proposed position for the implementation of an internationally-aligned climate disclosure, following its discovery consultation las...

The government has made 10 recommendations on ASIC’s industry funding model following a Treasury review and confirmed the temporary levy relief for personal financial adv...

A former Perth financial adviser has been permanently banned by ASIC after being sentenced in January for unauthorised client transactions....

ASIC has unequivocally rejected claims that it tried to undermine a Senate inquiry by requesting public interest immunity for certain questions....

ASIC is looking to make examples of firms when it comes to greenwashing and taking a forthright position when asking them for changes, according to two lawyers who have d...

ASIC has accepted a court enforceable undertaking from a former Capstone authorised representative for failing to keep up-to-date records....

ASIC has been called out by the Senate economics reference committee for undermining the process of an inquiry into its investigation and enforcement actions by submittin...

A financial adviser has been found guilty by the District Court of Western Australia of stealing from clients. ...

Describing artificial intelligence as a "high and important priority" for the regulator, it indicated it would hold consultations to reflect latest developments....

ASIC has released the pass mark for this year’s May financial adviser exam with almost three-quarters of candidates sitting for the first time....

EXCLUSIVE A lack of regulatory confirmation is making it difficult for firms to move into the digital advice space, according to abrdn, and changes under Quality of Advic...

A Western Australian financial adviser is on trial for allegedly stealing $1 million from the superannuation accounts of eight clients to fund his gambling habit....

New analysis from Wealth Data has revealed that some 175 advisers have been affected by disciplinary actions over the last nine years....

An unlicensed financial adviser, Monica Kaur, has been permanently restrained from carrying on a financial business and her unregistered managed investment has wound up b...