ANZ, NAB, CBA, Westpac and AMP licensees have paid around $23.7 million in refunds for fees charged without the actual provision of advice, with the refund total likely t...

ASIC’s guidance on digital advice providers’ accountability is controversial as traditional advisers may use technology to automate seemingly trivial documentation, accor...

Outsider was both amused and amazed at Greg Medcraft's decision to not only answer questions posed by the Parliamentary Committee but go the extra mile to tell them offen...

ASIC has told the Government that consumers need to know that in the event of a product failure, uncompensated losses are usually attributable to smaller advisory firms....

ASIC has confirmed it will be relying on professional associations to administer planner codes of conduct with the ultimate sanction being a planner’s loss of membership ...

Insurers still involved in remuneration arrangements regarded as conflicted can expect a tough approach from ASIC....

ASIC was seeking orders to wind up investments and technology companies, Gognos Holdings and Dynamic Agri Tech....

Former Equititrust CEO, Mark McIvor, remains permanently banned from providing financial services....

ASIC has admitted granting accountants the longest-ever licensing transition arrangements yet most still managed to miss their deadline....

ASIC has cancelled the financial services licence of Western Australian company, Macro All State Investments & Securities Limited....

The Government should ban sales commissions on life insurance to better protect consumers, Industry Super Australia said....

Under investigation by ASIC, CommInsure has paid claims totalling $2.5 million after updating its definitions....

The obligations flowing from the FSC’s Life Insurance Code of Conduct may extend beyond its members with the Federal Government signalling it wants the code to carry ASIC...

Findex Group and Financial Index Australia have been fined $10,800 each for misleading claims on the Findex website, ASIC said....