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INDUSTRY NEWS
The Australian Securities and Investments Commission is looking at whether clients are being accurately designated as wholesale or retail investors....
INDUSTRY NEWS
To be effective, the Financial Regulator Oversight Authority needs to be allowed to assess particular actions, or group of actions, to properly assess the two financial r...
INDUSTRY NEWS
The Australian Securities and Investment Commission has released its new regulatory framework for foreign financial services providers who are providing services to Austr...
INDUSTRY NEWS
Licensees work hard for the stamping fees they are paid and should be entitled to keep them, according to Investment Collective managing director, David French....
INDUSTRY NEWS
Tough times and lower interest rates have prompted the Government to put last year’s deeming rate changes under the microscope....
INDUSTRY NEWS
A coalition of consumer groups has pointed to key changes to advice and life insurance resulting from the Royal Commission and insisted on no loopholes and no carve-outs....
INDUSTRY NEWS
The audit industry has been delivered a reasonably favourable assessment by a key Parliamentary Committee because the Australian Securities and Investments Commission sai...
INDUSTRY NEWS
Over-the-counter derivative issuers AGM Markets, OT Markets and Ozifin Tech have been found by the Federal Court to have engaged in systemic and unconscionable conduct, c...
INDUSTRY NEWS
Superannuation fund trustees will not be able to resort to members’ funds held in trust to pay civil penalties arising from the new Financial Accountability Regime....
INDUSTRY NEWS
External law firms have been brought in as the Australian Securities and Investments Commission looks to wrap up referrals from the Royal Commission....
INDUSTRY NEWS
Experience in the United Kingdom suggests it may be a lot more expensive to recruit and retain senior executives under the Government’s proposed new Financial Accountabil...
INDUSTRY NEWS
The Federal Treasury has received yet more warnings that before it embarks on a compensation scheme of last resort it should fix professional indemnity insurance in circu...
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Podcast
This verdict highlights something deeply wrong and rotten at the heart of the FSCP. We are witnessing a heavy-handed, op...
Interesting. Would be good to know the details of the StrategyOne deal....
It’s astonishing to see the FAAA now pushing for more advisers by courting "career changers" and international recruits,...