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INDUSTRY NEWS
The exit of the big banks and the consequent net outflows from the big institutional platforms is playing to the strengths of specialist platform providers....
INDUSTRY NEWS
NSW-based Michael Ming Jinn Ho, a former investment analyst, has pleaded guilty to insider trading in securities of Big Un Limited....
INDUSTRY NEWS
The Australian Prudential Regulation Authority has foreshadowed the development of a climate risk practice guide for the financial services institutions it regulates....
INDUSTRY NEWS
Tax financial advisers must not follow existing flexible arrangements under the Tax Practitioner Board’s code if the Financial Adviser Standards and Ethics Authority’s eq...
INDUSTRY NEWS
The tax office is imposing more educational directives where self-managed superannuation fund members have breached regulatory contraventions in a bid to prevent reoffend...
INDUSTRY NEWS
The Federal Treasurer, Josh Frydenberg has stopped short of restating the Government’s promise to increase the superannuation guarantee, preferring to say that it has no ...
INDUSTRY NEWS
Mortgage brokers believe the embedding of commission clawbacks in legislation will see them working for nothing....
INDUSTRY NEWS
Attracting talent to superannuation funds could become problematic under the Government’s move to extend the Bank Executive Accountability Regime to the superannuation in...
INDUSTRY NEWS
Research and ratings house Lonsec is suggesting to financial planning firms that it may need its services in appropriately meeting the requirements of the new Financial A...
INDUSTRY NEWS
Mortgage brokers will find themselves dealing with a similar environment to financial advisers under new legislation passed by the Parliament stemming from the Royal Comm...
INDUSTRY NEWS
The Australian Financial Complaints Authority wants any new compensation scheme of last resort to cover the whole industry, including Managed Investment Schemes, and to b...
INDUSTRY NEWS
The Financial Services Council has recommended the two regulators must collaborate on information, documentation, and data requests and collection....
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Podcast
This verdict highlights something deeply wrong and rotten at the heart of the FSCP. We are witnessing a heavy-handed, op...
Interesting. Would be good to know the details of the StrategyOne deal....
It’s astonishing to see the FAAA now pushing for more advisers by courting "career changers" and international recruits,...