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Faced with the uncertainties of COVID-19 the Australian Prudential Regulation Authority has suspended new licensing for banks, insurers and superannuation funds....
INDUSTRY NEWS
The corporate regulator has obtained orders to wind up Australasia Wealth Services and Management, Marigold Falconer International, and My Wealth Adviser....
INDUSTRY NEWS
Tax agents and advisers have been warned against trying to manipulate the business and employment policy changes put in place by the Government to deal with COVID-19....
INDUSTRY NEWS
The Australian Securities and Investments Commission has fired a shot over the bows of real estate agents who have been providing ‘advice’ to hard-pressed tenants about a...
INDUSTRY NEWS
The Australian Securities and Investments Commission was only conducting five investigations relating to industry funds compared to 16 relating to retail funds. ...
INDUSTRY NEWS
The full Federal Court has confirmed the directors of Storm Financial breached their duties, after the original judgement was handed down in August 2016....
INDUSTRY NEWS
Anthony Hilsley failed to provide advice in the best interest of his clients, an investigation by the Australian Securities and Investments Commission found....
INDUSTRY NEWS
A poll commissioned by the Transport Workers Union has canvassed the possibility of the Federal Government taking a stake in Qantas on the basis of any bail-out of the ai...
INDUSTRY NEWS
They have been charged with breaching client money obligations from between December, 2014, and September, 2018....
INDUSTRY NEWS
The Commonwealth Bank is facing more court action – this time the possibility of a $5 million penalty resulting from a Royal Commission referral relating to its so-called...
INDUSTRY NEWS
Large market participants have been ordered by the Australian Securities and Investments Commission to reduce market trades by 25% as the regulator moves to bring order....
INDUSTRY NEWS
Westpac has been served with a class action by Johnson Winter and Slattery related to market disclosure issues connected to AUSTRAC proceedings....
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This verdict highlights something deeply wrong and rotten at the heart of the FSCP. We are witnessing a heavy-handed, op...
Interesting. Would be good to know the details of the StrategyOne deal....
It’s astonishing to see the FAAA now pushing for more advisers by courting "career changers" and international recruits,...