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INDUSTRY NEWS
Levitas Capital is seeking redress for their losses after the firm’s trustee and administrator allegedly failed to stop fraudulent transactions after a cybersecurity brea...
INDUSTRY NEWS
The Australian Securities and Investments Commission retained the services of a special behavioural analysis firm to observe meetings of its leadership team but is claimi...
INDUSTRY NEWS
The Australian Securities and Investments Commission faces being oversighted by an external board as the Government considers ways of avoiding further controversies such ...
INDUSTRY NEWS
The Federal Treasurer has sent a tough message to the financial services regulators that they have enough powers and that they are there to deliver on Government policy, ...
INDUSTRY NEWS
The Australian Securities and Investments Commission acting chair, Karen Chester has claimed the stood-aside chair, James Shipton, had been “opaque” in informing fellow c...
INDUSTRY NEWS
A Parliamentary Committee has told that the original estimate of the cost of the tax advice provided to Australian Securities and Investments Commission chair, James Ship...
INDUSTRY NEWS
A key Parliamentary Committee has flagged it will today be giving specific attention to the future structure of Australia’s financial services regulators in the aftermath...
INDUSTRY NEWS
Former cryptocurrency promoter, John Bigatton, has been charged with operating an unregistered managed investment scheme with the investigation aided by the FBI. ...
INDUSTRY NEWS
Joshua Fuoco has been charged for managing a corporation whilst disqualified and for failing to deliver company records in his possession by the corporate regulator....
INDUSTRY NEWS
Superannuation funds are being subjected to more scrutiny from the corporate regulator over how they deliver insurance inside super to members at the same time as the reg...
INDUSTRY NEWS
The Australian Securities and Investments Commission has clarified that the regulator only paid for tax advice to its stood-aside chairman, James Shipton, but can’t say w...
INDUSTRY NEWS
It addresses 20 recommendations that came from the Royal Commission, including anti-hawking provisions and strengthening the enforcement of breaches of financial services...
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This verdict highlights something deeply wrong and rotten at the heart of the FSCP. We are witnessing a heavy-handed, op...
Interesting. Would be good to know the details of the StrategyOne deal....
It’s astonishing to see the FAAA now pushing for more advisers by courting "career changers" and international recruits,...