POLICY & REGULATION

INDUSTRY NEWS

Any “eligible person” appointed to the panel needs to understand the correct context of the advice in question, according to a Parliamentary submission....

INDUSTRY NEWS

Wael Kourieh has pleaded guilty to false document changes by forging member signatures to trick AMP employees....

INDUSTRY NEWS

The corporate regulator will seek feedback on proposed guidance and relief for the litigation funding schemes....

INDUSTRY NEWS

The cost of fraud to financial services in Australia is 3.78 times the amount of the lost transaction value, according to a study....

INDUSTRY NEWS

The first auditors in Australia to face criminal prosecution for failing to comply with auditing standards have pled guilty to the three charges against them....

INDUSTRY NEWS

Further changes to the consumer data rights have been released for consultation, including the way in which data is shared with professional advisers....

INDUSTRY NEWS

The corporate regulator has released a consultation paper on remaking a class order outlining when debentures can be called secured notes....

INDUSTRY NEWS

Wrongdoing by bank executives will continue to go unpunished if the Government does not legislate the Compensation Scheme of Last Resort and Financial Accountability Regi...

INDUSTRY NEWS

A Senate committee has slammed the Government’s bill on continuous disclosure requirements, describing the measure as a “textbook example of how Governments should not de...

INDUSTRY NEWS

The corporate regulator has released a consultation on proposed amendments to market integrity rules, which will close on 6 August....

INDUSTRY NEWS

The corporate regulator has disqualified self-managed super fund auditor Gordon Shrubsole for breaching independence and auditing standards....

INDUSTRY NEWS

The insurer has dodged questions over the dismal of former CEO Pat Regan, who was let go last year after an investigation into workplace communications....

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MARKET INSIGHTS

This verdict highlights something deeply wrong and rotten at the heart of the FSCP. We are witnessing a heavy-handed, op...

2 days 20 hours ago

Interesting. Would be good to know the details of the StrategyOne deal....

1 week ago

It’s astonishing to see the FAAA now pushing for more advisers by courting "career changers" and international recruits,...

3 weeks 5 days ago

Insignia Financial has made four appointments, including three who have joined from TAL, to lead strategy and innovation in its retirement solutions for the MLC brand....

3 weeks ago

A former Brisbane financial adviser has been charged with 26 counts of dishonest conduct regarding a failure to disclose he would receive substantial commission payments ...

6 days ago

Pinnacle Investment Management has announced it will acquire strategic interests in two international fund managers for $142 million....

5 days 3 hours ago