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INDUSTRY NEWS
The Government’s resources would be better put to use exploring the regulatory impact on consumers and funds from continuous tinkering to the system rather than on capita...
INDUSTRY NEWS
A parliamentary inquiry will be looking into the implications of capital concentration and common ownership from banks, superannuation funds, investments funds, and hedge...
INDUSTRY NEWS
Former director of Australasia Wealth Services and Management, James Feng, has been charged with authorising the making of a false or misleading statement to the Australi...
INDUSTRY NEWS
The corporate regulator’s RG 275 will cover all requirements for the implementation the new deferred sales model for add-on insurance, including any exemptions....
INDUSTRY NEWS
Financial advisers need to make sure all their new regulatory requirements are in place by October to avoid any scrutiny from the regulators, even if they aren’t receivin...
INDUSTRY NEWS
Around three-quarters of financial advisers will have to fund the cost of the Compensation Scheme of Last Resort, and the range of products included in the government’s p...
INDUSTRY NEWS
The opposition says capping compensation at $150,000 instead of the $550,000 proposed by the Royal Commission is a mistake....
INDUSTRY NEWS
Unlicensed investment trader Dr Roger Munro has pleaded guilty to three counts of fraud for misusing client funds by pretending to invest in the TradeStation Futures Trad...
INDUSTRY NEWS
The internal dispute resolution reporting documents have been released ahead of the pilot test which will launch later this year....
INDUSTRY NEWS
The application follows an investigation by the corporate regulator after concerns unlicensed financial services were being conducted during the COVID-19 pandemic when mo...
INDUSTRY NEWS
Draft legislation for the compensation scheme of last resort and financial accountability regime will be introduced, as well as a report from the corporate regulator on t...
INDUSTRY NEWS
The corporate regulator’s Financial Services and Credit Panel proposal effectively only has industry figures judging the behaviours of other industry figures, according t...
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This verdict highlights something deeply wrong and rotten at the heart of the FSCP. We are witnessing a heavy-handed, op...
Interesting. Would be good to know the details of the StrategyOne deal....
It’s astonishing to see the FAAA now pushing for more advisers by courting "career changers" and international recruits,...