Lucinda Beaman

News by this author

The UK regulatory system will be overhauled, and the Financial Services Authority - the UK's version of the Australian Securities and Investments Commission - will be abo...

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Slater & Gordon is ramping up action against advisory groups that recommended clients invest in Basis Capital, with a number of high-profile dealer groups the targets of ...

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Colonial First State's head of advice delivery, Tim Browne, leaves to take on new role at CommInsure....

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Registrations for credit licences are about to hit 12,000 as financial services providers prepare for changes to the credit licensing regime, with the regulator urging th...

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The New Zealand competition watchdog has delayed its decision on AMP's bid for AXA Asia Pacific for another two weeks....

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Despite pay-for-ratings models coming under increasing scrutiny, the major research houses cannot survive on research subscriptions alone. Lucinda Beaman reports....

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Financial Planning Association (FPA) chair Julie Berry has acknowledged the appointment of incoming FPA chief Mark Rantall was conducted by a three-person sub committee o...

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Those advising on gearing in super will need to ensure they are licensed to deal in derivatives by the end of September under draft regulations released yesterday....

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Financial Index Australia has nabbed Canberra-based firm Civic Financial Planning from Securitor....

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Financial Planning Association (FPA) chair Julie Berry has defended the association's board conventions and protocols in light of a public protest issued by one of its fo...

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 2 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

2 months 3 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

4 months 3 weeks ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

1 week 1 day ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

2 weeks ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

2 weeks 5 days ago