Deborah Koromilas yesterday resigned from her position of executive leader for financial advisers with the Australian Securities and Investments Commission....
Professional Investment Holdings (PIH), the parent company of one of the country's largest non-institutionally owned dealer groups, has confirmed it has partnered with Cr...
Women in the Australian financial services industry do not feel they are afforded the same opportunities as their male counterparts, particularly where remuneration and p...
The Minister for Financial Services and Superannuation, Chris Bowen, has indicated there will be a delay in the introduction of the annual client 'opt-in' requirement for...
Stephen van Eyk's 25 per cent stake in van Eyk Research has been purchased by New Zealand's Pyne Gould Corporation through a private equity deal....
WHK has expanded its footprint in regional Victoria through the acquisition of accounting and advice firm Garfield Mayall....
Joint managing directors of HFA Asset Management, Oscar Martinis and Robert White, have resigned from the group, to be replaced by Craig Mowll....
Morningstar has issued an 'avoid' rating to a fund that returned 120 per cent last year, reinforcing its message that past performance is no guarantee of future success....
Dealer groups are continuing a shift towards the use of model portfolios across their adviser forces, while Approved Products Lists continue to shrink...
Professional Investment Services, Australian Financial Services and a number of other advisers, including high profile planner David Haintz, have pooled resources to try ...
ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....
The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....
ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...