STEPHEN GLENFIELD

Policy & Regulation

The Financial Adviser Standards and Ethics Authority has denied its chief executive, Stephen Glenfield, deliberately misled a Parliamentary Committee about the public ava...

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Financial planning

Industry submissions regarded as fundamental to the final shape of the Financial Adviser Standards and Ethics Authority code of ethics have been made visible on the FASEA...

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Financial planning

The Financial Adviser Standards and Ethics Authority has faced more Parliamentary Committee demands for the submissions which persuaded it to change Standard 3 of the fin...

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Financial planning

The draft Financial Planners and Advisers Code of Ethics 2019 guide is open for consultation....

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Financial planning

The August exam saw 65% of re-sitters pass, compared to the average of 54%, and 10,000 overall have now completed the exam. ...

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Financial planning

The Financial Adviser Standards and Ethics Authority has confirmed that financial advisers will face higher costs in obtaining a financial advice degree as a result of Go...

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Financial planning

The Graduate Diploma of Financial Planning, as well as two bridging courses, have been approved by FASEA....

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Financial planning

The restructuring across major banks and advice players has resulted in a large number of advisers leaving the industry because the jobs are no longer there anymore, acco...

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Financial planning

A claim by Financial Adviser Standards and Ethics Authority chief executive, Stephen Glenfield, that the authority is offering advisers a ‘two-thirds discount for experie...

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Financial planning

The chairman of a key Parliamentary Committee has suggested to the Financial Adviser Standards and Ethics Authority that it should be subject to the oversight of a specif...

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Financial planning

The financial services bodies have welcomed the extension of the FASEA exam and education standards, which now have the deadline of 1 January, 2022, and 1 January, 2026, ...

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Financial planning

Yet another organisation has joined the chorus of voices calling for change to the Financial Adviser Standards and Ethics Authority code of ethics, particularly Standard ...

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Financial planning

A financial planning and accounting company head has taken the media to task for seeking to tar financial advisers with the one brush when he says the vast majority are t...

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Financial planning

The Australian Securities and Investments Commission granted class order relief with respect to advisers being required to be members of a code-monitoring body and questi...

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Financial planning

The February sitting of the FASEA exam saw a pass rate of 82% and the June exam will not have a face-to-face sitting....

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

1 month 3 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

1 month 4 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

4 months ago

Entireti has unveiled the new name for the AMP financial advice businesses that it acquired last year....

3 weeks 3 days ago

A Sydney financial adviser has been permanently banned from providing any financial services, with the regulator deriding his “lack of integrity, trustworthiness and prof...

2 weeks 2 days ago

The Federal Court has made interim orders to freeze the assets of a managed investment scheme, its responsible entity, and a director....

1 month ago