RETAIL INVESTORS

Editorial

There are signs of unwarranted and excessive enthusiasm in the listed investment companies market that could ultimately leave some participants with burnt fingers, writes...

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Financial planning

Legg Mason moves to attract retail investors and SMSFs by dropping initial investment minimums to $30,000....

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Funds management

Almost half the advice on structured products lacked on compliance, the regulator said after reviewing 50 SOAs....

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Funds management

Minimum investment amounts heavily reduced to attract planners, retail investors and SMSFs. ...

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Financial planning

PM Capital will raise more than $200 million in the initial public offering for its listed international equities fund. ...

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Funds management

The fall-out from Trio/Astara and Opes Prime sees ASIC move to upgrade its approach to MIS custody....

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Editorial

Despite what many may think, equities are not a hedge against inflation, writes Dr Stephen Nash....

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Editorial

Janine Mace writes that despite the mixed reputation they acquired in recent years, hedge funds may be in for a revival of interest among some investors. ...

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Editorial

When it comes to hedge funds, the watchful gaze of regulators seems never to be far behind, as Janine Mace writes. ...

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Funds management

The perception that hedge funds are too risky to add value to the retail space is ill-founded, according to a fund manager. ...

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Funds management

Japanese-based manager makes second Australian play purchasing Treasury Asia Asset Management....

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Editorial

Although many investors were burned during the GFC by the liquidity shortfalls of alternative investments, retail investors now have better opportunities to build up port...

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Financial planning

Sequoia Asset Management has launched a new fixed-term investment for retail investors....

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Financial planning

The Bennelong Kardinia Capital Absolute Return fund has lowered its initial investment amount for retail investors to $20,000 and moved to provide daily liquidity....

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Funds management

A group of local and international investors have praised the current environment as optimal for retail investment in alternatives. ...

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 2 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

2 months 3 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

4 months 3 weeks ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

1 week 1 day ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

1 week 6 days ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

2 weeks 4 days ago