Superannuation funds have no desire to become compulsory third parties to divorce proceedings....

The Australian Securities and Investments Commission has cancelled a Melbourne-based OTC derivative issuer’s licence and its former director has been banned. ...

The Australian Securities and Investments Commission has cancelled the Australian financial services licence and credit licence of Financial Circle....

The Australian Securities and Investments Commission has charged a former Melbourne financial planner with 13 dishonesty offences....

Nearly 90 per cent of investors responding to a survey believe the Federal Opposition’s proposed removal of refundable franking credits will reduce their quality of life....

The House of Representatives Standing Committee on Economics, Tim Wilson, will this Friday publicly compare the positions of WAM and ACOSS on Labor’s proposed franking di...

The Royal Commission has asked ASIC why recent new senior level roles were all filled by internal candidates from a limited pool, amid questions about the regulators’ gov...

ASIC chair, James Shipton, has come under fire from the Royal Commission, which seemed dissatisfied with how the regulator intended to prove its performance improves goin...

Authorised advisers need to make sure they’re on ASIC’s Financial Advisers Register by the end of the year, before new professional standards take effect, or risk being t...

The Finance Sector Union has called for the current move to professionalisation to be extended beyond just planners, but has warned that there are issues with an industry...

The frequent contact between ASIC commissioners and the chief executives and boards of the institutions they regulate is purely professional, ASIC’s chair has told the Ro...

The SMSF Association is selling the message that you don’t need $1 million to set up a self-managed superannuation fund but regulatory uncertainty does represent a major ...

A former Perth financial services representative has been banned from providing financial services following a Court conviction for four counts of stealing....

The Australian Securities and Investments Commission has declared that just because behaviour is lawful does not make it an excuse where consumer detriment is concerned....