POWERED BY MOMENTUM MEDIA
PROFESSIONAL INDEMNITY INSURANCE
Financial planning
Perth-based Chambers Investment Partners has had its Australian financial services licence cancelled after the company failed to obtain professional indemnity insurance a...
Life/Risk
Licensees using PI insurance to stop free movement of advisers to competitors....
Financial planning
With obtaining and maintaining professional indemnity insurance cover one of the key challenges confronting planners, Money Management and Lawyers Weekly have combined to...
Accounting
Accountants looking to gain authorised representative status under the new limited licensing regime are being quoted figures of between $4000 and $6000 a year for the pri...
Financial planning
Perth securities dealer Stellar Securities has had its Australian financial services licence cancelled after it failed to comply with its financial requirement conditions...
Accounting
The Institute of Public Accountants has given its members an alternative to compliance with APES 230. ...
Editorial
Financial planners are required by regulation to hold Professional Indemnity insurance, but Oscar Martinis writes that notwithstanding the increasing cost of premiums, pl...
Financial planning
Clients with mainly cash holdings not enough to sway ASIC on planner PI requirements....
Financial planning
Australian Financial Services ends its run as licence cancelled under voluntary administration....
Financial planning
Two bodies will soon regulate financial planners - a serious concern to the FPA....
Editorial
With scores of financial planners changing dealer groups, Mike Taylor writes that it is important for those doing the recruiting to undertake the necessary due diligence ...
Financial planning
Suncorp confirms Vero is applying a ‘selective’ approach to approving directors and officers insurance to planning groups....
Financial planning
Boutique dealer group Premium Wealth Management has launched a new service aimed at helping accountants deal with the new licensing regime replacing the accountants' exem...
Financial planning
Vero confirms its selective approach on planner PI while Cormann queries current regime. ...
Editorial
While financial planners accept the reasons they are required to hold Professional Indemnity insurance, there are signs the system needs a review....
Never miss the latest news and developments in wealth management industry
MARKET INSIGHTS
Podcast
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...
This verdict highlights something deeply wrong and rotten at the heart of the FSCP. We are witnessing a heavy-handed, op...
Interesting. Would be good to know the details of the StrategyOne deal....