PETER KELL

Financial planning

The financial planning industry will face a wave of criticism after the release today of a damning report on the quality of financial planning advice....

Financial planning

A Melbourne financial planner has been issued with an order from the Federal court restraining him from receiving money in connection with the supply of financial product...

Financial planning

The Australian Securities and Investments Commission (ASIC) says the use of past performance figures in advertising should include a five year return figure, be calculate...

Financial planning

The investment market is a changing place for the financial services consumer in 2002. Nicole Szollos looks at the trends and developments that shape and sharpen consumer...

Financial planning

Fund managers and other providers of financial services may be forced to review all the advertising of their products after the Australian Securities and Investments Comm...

Financial planning

The AXA Asia Pacific Group has been forced to terminate or modify a series of print and television advertisements after the Australian Securities and Investments Commissi...

Financial planning

The Australian Securities and Investments Commission (ASIC) has capped off a busy year with the announcement that it has banned 30 advisers and jailed 25 people it descri...

Financial planning

Australian Securities and Investments Commission (ASIC) senior executive Shane Tregillis, who was closely involved with the development of ASIC policy papers in response ...

Financial planning

Respected financial services consumer advocate Peter Kell has been promoted to head up a new division of the Australian Securities and Investments Commission (ASIC)....

Financial planning

More than 100 financial advisers are being chased by the Australian Securities and Investments Commission (ASIC) for failing to join a consumer complaints resolution sche...

Financial planning

ASIC has signalled it is getting serious about financial planners who have a conflict of interest by charging and convicting a former National Australia Bank (NAB) financ...

Financial planning

The Australian Securities and Investments Commission (ASIC) is looking to step up its consumer education programs....

Financial planning

The Australian Securities and Investments Commission (ASIC) is looking to step up its consumer education programs...

Financial planning

The Australian Securities and Investments Commission (ASIC) recently issued a warning, telling investors and advisers to be aware of the pitfalls of share trading systems...

Financial planning

There is no computer software that can make you ‘get rich quick’, so don’t be fooled by sales hype and inflated claims, says Director of the Australian Securities and Inv...

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

2 months ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

4 months ago

Entireti has unveiled the new name for the AMP financial advice businesses that it acquired last year....

4 weeks 1 day ago

A Sydney financial adviser has been permanently banned from providing any financial services, with the regulator deriding his “lack of integrity, trustworthiness and prof...

3 weeks ago

Minister for Financial Services, Stephen Jones, has provided further information about the second tranche of the Delivering Better Financial Outcomes (DBFO) reforms....

1 week 6 days ago