PARLIAMENTARY JOINT COMMITTEE

Superannuation

Calls by the Parliamentary Joint Committee for financial advisers to undertake specialist self-managed super fund training if they advise in this area has received a tick...

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Financial planning

The FPA’s 11th hour FPEC “gift” rewarded in Parliamentry Committee’s final report....

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Financial planning

ASIC has reiterated its calls for a national exam stating that recent changes around education still did not guarantee a consistent national standard for advice....

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Financial planning

Professionalism in the financial services industry remains some distance off and may need Government intervention....

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Financial planning

Politicians tasked with raising education and professional standards in the financial advice sector are being urged by the FPA. to “look beyond the noise” of vested inter...

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Financial planning

Adviser competency and professional standards would be boosted by the formation of a new adviser-funded body that sets standards for different advice segments, the Financ...

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Financial planning

MFAA claims mortgage brokers have not been through any major scandals as a result of lower levels of risk and the application of higher professional standards...

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Editorial

With a third of FOS determinations going unpaid the efficacy of Professional Indemnity insurance as a compensation mechanism is under question and, as Mike Taylor reports...

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Financial planning

A new statutory body should control education and professional standards according to FSC, however it may sideline professional associations seeking self-regulation....

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Superannuation

Professional associations should take over setting CPD standards if adviser standards are to improve, SPAA argued. ...

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Financial planning

The corporate regulator states a co-regulatory model could work for financial advisers but says it is cost-effective and ethically practical to only work with one profess...

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Financial planning

ASIC acknowledges that vertical integration gives rise to conflicts of interest but acknoweldges that scale has benefits....

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Financial planning

ASIC tells of man banned as a planner but still operating as an accountant and providing tax advice....

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Financial planning

Accountants are more qualified to give financial advice than planners, largely due to their working knowledge of SMSFs, a small business owner believes....

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Financial planning

Ethics classes for financial planners should be fundamental to the new education standards, with self-regulation a near impossible benchmark for the profession, two indus...

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MARKET INSIGHTS

This verdict highlights something deeply wrong and rotten at the heart of the FSCP. We are witnessing a heavy-handed, op...

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A former Brisbane financial adviser has been charged with 26 counts of dishonest conduct regarding a failure to disclose he would receive substantial commission payments ...

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Pinnacle Investment Management has announced it will acquire strategic interests in two international fund managers for $142 million....

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