LEGAL

Financial planning

Most firms impose contractual conditions on departing executives. CountPlus acted on them in taking legal action against a number of departing practice principals and ext...

image
Features

In a year in which few sectors of financial services have avoided the eagle eye of Commissioner Kenneth Hayne and his counsels assisting, Hannah Wootton investigates what...

image
People & Products

The financial services giant has named David Cullen as its new group general counsel, with immediate effect....

image
Policy & Regulation

The Commonwealth Bank has reached an agreement with the regulator to settle legal proceedings relating to claims of manipulation of the Bank Bill Swap Rate....

image
Financial planning

ASIC’s new cost recovery levy could reduce the services licensees offer if they cannot afford to pay multiple levies, according to The Fold Legal....

image
Financial planning

AFSLs have been warned against drafting unfair contract terms as they risk it becoming void if a court rules it unfair, The Fold Legal said....

image
Financial planning

In welcoming the passage of the professional standards bill for advisers, the AFA chief executive said it would aid in improving consumer perception of financial advisers...

image
Features

Tim Dixon and Naomi Fink warn businesses on what not to do when terminating a disruptive employee to avoid dealings with the Fair Work Commission. ...

image
People & Products

Independent business law firm, Hall & Wilcox makes new appointments building out its tax practice....

image
Tools & guides

Financial planners play a vital role for clients during a relationship breakdown, and they must join hands with legal and tax advisers, Catherine Chivers writes....

image
sub-bgsidebar subscription

Never miss the latest news and developments in wealth management industry

MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

2 months ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

4 months ago

Entireti has unveiled the new name for the AMP financial advice businesses that it acquired last year....

4 weeks 1 day ago

A Sydney financial adviser has been permanently banned from providing any financial services, with the regulator deriding his “lack of integrity, trustworthiness and prof...

3 weeks ago

Minister for Financial Services, Stephen Jones, has provided further information about the second tranche of the Delivering Better Financial Outcomes (DBFO) reforms....

1 week 6 days ago