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Financial planning
The Australian Securities and Investments Commission (ASIC) has appointed a provisional liquidator to listed financial services group Harts Australasia, after receiving a...
Financial planning
Financial services group Harts Australasia has said it will strenuously defend yesterday’s appointment of a provisional liquidator to wind up the group by the Australian ...
People & Products
Well known financial planning figure Gwen Fletcher has been confirmed as the chair of the board and president of the newly formed Association of Financial Service Educato...
Financial planning
The Australian Securities and Investments Commission (ASIC) today released the next addition to its policy proposal papers (PPP) on licensing and administrative issues of...
Financial planning
The Australian Securites and Investments Commission (ASIC) has banned a New South Wales securities representative and jailed a Queensland insurance broker, in its latest ...
Financial planning
Australian Securities and Investments Commission (ASIC) senior executive Shane Tregillis, who was closely involved with the development of ASIC policy papers in response ...
Financial planning
The Financial Planning Association (FPA) has come out in support of the Financial Services Reform Bill (FSRB) in the wake of criticism of it by a Parliamentary Joint Stat...
Superannuation
AM Corporation has gone live with a new electronic form designed to speed up applications for superannuation, which until last week, needed to be processed on paper forms...
Financial planning
In recent weeks, the Australian Securities and Investments Commission has taken a hard line against some of the industry’s most high profile dealer groups....
Financial planning
Connelly Temple has been pulled up by the Australian Securities & Investments Commission (ASIC) over the wording of a brochure promoting its range of life in-surance prod...
Financial planning
The race for the hearts and minds of financial planners looking to upgrade skills and qualifications has turned up a notch with the entrance of a partnership between Zuri...
Financial planning
The Australian Securities and Investments Commission (ASIC) recently issued a warning, telling investors and advisers to be aware of the pitfalls of share trading systems...
Financial planning
There is no computer software that can make you ‘get rich quick’, so don’t be fooled by sales hype and inflated claims, says Director of the Australian Securities and Inv...
Financial planning
Real estate agents will be regulated under the same regime as financial advisers when offering financial advice to clients....
Financial planning
Australian Investors Forum Limited (AIF) has agreed to cease all investment advi-sory activities following action taken by Australian Securities and Investments Commissio...
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So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...