FINANCIAL SERVICES LICENCE

Financial planning

IAA warns property-related managed investment scheme collapses could spread if rules aren’t amended urgently....

Financial planning

New bill prohibits accountants from providing super advice....

Financial planning

Chartered accounting firm PKF is in the final stages of streamlining its financial planning operation....

Financial planning

French fund manager Credit Agricole has solidified its domestic operation....

Funds management

Court moves against illegal property scheme....

Financial planning

Regulator closes managed investment scheme....

Financial planning

Rabo Financial Advisors has grown its numbers through acquisition....

Financial planning

The corporate regulator has released updated versions of the licensing requirements for Australian financial services (AFS) licensees....

Financial planning

Guardianfp brand Cameron Walshe is to be repositioned as a corporatised boutique dealer group, backed and supported by institutional owner Asteron....

Financial planning

A Victorian-based company and holder of an Australian Financial Services Licence that acted as trustee for a number of superannuation funds, Top Quartile Management Limit...

Financial planning

The Supreme Court of NSW has granted orders sought by the corporate regulator preventing a Sydney-based financial planner from leaving the country and liquidating his ass...

Financial planning

WB Financial Management claims to have become the first independently owned dealer group in Australia to achieve an international standard quality assurance certificate t...

Financial planning

A former financial planner has faced the Brisbane Magistrates Court on seven fraud charges relating to activities that left his clients more than $126,000 out of pocket....

Financial planning

The Financial Planning Association has meted out the most severe punishment against a Western Australian-based planner and planning practice regarding advice about Westpo...

Financial planning

An unlicensed adviser in Queensland has received a five-and-a-half year jail term for the dishonest use of over $500,000 of investors’ money...

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MARKET INSIGHTS

Interesting. Would be good to know the details of the StrategyOne deal....

4 hours ago

It’s astonishing to see the FAAA now pushing for more advisers by courting "career changers" and international recruits,...

2 weeks 5 days ago

increased professionalism within the industry - shouldn't that say, FAR register almost halving in the last 24 months he...

3 weeks 4 days ago

Insignia Financial has made four appointments, including three who have joined from TAL, to lead strategy and innovation in its retirement solutions for the MLC brand....

2 weeks ago

The Reserve Bank of Australia's latest interest rate announcement has left punters disheartened on Melbourne Cup Day....

1 week 6 days ago

The Federal Court has given a verdict on ASIC’s case against Dixon Advisory director Paul Ryan which had alleged he breached his director duties....

1 week 5 days ago