FINANCE

Policy & Regulation

The ATO deputy commission has warned individuals to be mindful of phoenix business behaviour after the ATO and the AFP executed six search warrants. ...

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Policy & Regulation

A Sydney-based liquidator has had his registration cancelled by the liquidator board for neglecting his duties on several occasions. ...

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Policy & Regulation

ASIC said it wants responsible entities to have minimum risk management practices and procedures in place, that are of an international standard. ...

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Funds management

Technology funds were cheap and offered strong long-term investment opportunities, according to BT Investment Management’s head of global equities. ...

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Financial planning

The FSC has repeated calls to reintroduce and implement a backlog of life insurance and super reforms, while introducing legislation to increase financial adviser standar...

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Financial planning

With high net worth investors rejecting model portfolios, it was time for distribution teams to carry out effective segmentation through robust CRM systems to gain real i...

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Financial planning

The financial services industry should manage the risk of cognitive decline in an ageing population and its impact as a strategic issue, according to SSGA....

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Financial planning

ASIC has found a close correlation between defective disclosure in a prospectus and poor due diligence in IPO issuers....

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Funds management

Investors should lower their return expectations across all asset classes and hunt for yield in areas that included US corporate debt. ...

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Superannuation

Vision Super has gone against the grain by implementing a self-administration platform....

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Superannuation

Mine Wealth + Wellbeing has recruited CFS executive manager, Vasyl Nair, as its new chief strategy officer....

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Financial planning

Employers in finance, insurance and real estate plan to boost headcount in Q3 2016 as firms look for specialised IT skills to keep pace with technological developments an...

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Financial planning

ASIC has secured orders restraining a property developer from promoting an “investment proposal”, which sought to counsel investor to breach the ASIC Act....

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Financial planning

The Australian Securities and Investments Commission (ASIC) has given the green light to businesses to provide customers with information in digital form....

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Financial planning

Yellow Brick Road has launched a Women in Finance Group to provide support for women in finance and small business operators working in a male-dominated space....

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 2 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

2 months 3 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

4 months 3 weeks ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

1 week ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

1 week 5 days ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

2 weeks 3 days ago