EXECUTIVES

Financial planning

The corporate watchdog now has the ability to assess the suitability of firms applying for an Australian financial services licence through a ‘fit and proper’ person test...

image
Financial planning

AMP Limited has defended its vertically integrated structure in the face of Royal Commission criticism while confirming it has punished past executives with forfeiture of...

image
Financial planning

Westpac chief executive, Brian Hartzer has confirmed that senior executives within BT Financial Group suffered significant remuneration consequences for issues raised at ...

image
Financial planning

A new survey has revealed significant support among superannuation fund executives and trustees for the in-sourcing of financial planning....

image
Financial planning

The Australian Prudential Regulation Authority may find itself with discretion to use the new Bank Executive Accountability Regime at the end of its probe into the Common...

image
Financial planning

A management shake-up at AMP has seen three of its senior executive exit as the firm looks for short-term performance delivering longer-term growth....

image
Financial planning

Executives were in the drivers’ seat in terms of their firms’ social media presence, with 42 per cent of social media performance credited to them....

image
sub-bgsidebar subscription

Never miss the latest news and developments in wealth management industry

MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 3 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

2 months 3 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

4 months 3 weeks ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

1 week 3 days ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

2 weeks 1 day ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

2 weeks 6 days ago