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Financial planning
Lawyers target planners as ASIC says PI is a risk management tool rather than a consumer protection mechanism....
Editorial
Milana Pokrajac takes a look at the troubled dealer group WealthSure, its history and its plan to change what the regulator deemed a bad compliance culture. ...
Financial planning
AMP-owned dealer group Hillross Financial Services signed seven new practices to its licence and welcomed 11 start-up firms in the last year, adding another $1 billion in...
Financial planning
Paul Derham draws on extensive recent research to provides tips to help financial planners sail through their next licensee compliance audit. ...
Financial planning
Count Financial’s David Lane expresses concern at the undisclosed nature of payments used to lure planners....
Financial planning
ASIC has accepted an enforceable undertaking from WA-based dealer group WealthSure, with former CEO Darren Pawski banned from the industry....
Editorial
Planning acquisitions and platform restructure set scene for future performance....
Funds management
Morningstar has been named the Money Management Research House of the Year, wresting the title from Lonsec which had won it for the past several years....
Financial planning
An Investment Trends survey conducted two months before FOFA came into effect revealed only 23 per cent of financial planners felt ready....
Financial planning
A technical issue which prompted AFS Group not to establish a trust account via which it could remunerate authorised representatives has ended up denying those planners t...
Financial planning
AFA calls for clarity after Court rules brokerage account not reserved for advisers....
Financial planning
Dealer group recruitment is mostly frozen until after the Federal Election when grandfathering can be clarified. ...
Financial planning
Industry body Boutique Financial Planners has called for clear disclosure of licensee ownership after Roy Morgan research revealed a large percentage of consumers were no...
Financial planning
Planning companies willing to acquire licences may be able to secure grandfathering arrangements. ...
Financial planning
Former Apogee head says the traditional model of a risk-focussed dealer group is not sustainable in the post-FOFA era. ...
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MARKET INSIGHTS
Podcast
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...